STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 7/21/2025 1:30:33 AM
License Type:
SALESPERSON

Name:
Smith, Stephen William Jr

Mailing Address:
6600 AMBROSIA LN #212
CARLSBAD, CA 92011
(Above address is marked unreliable in DRE database)

License ID:
01983156

Expiration Date:
06/20/25

License Status:
LICENSED *** RESTRICTED ***

Salesperson License Issued:
09/12/16

Former Name(s):
NO FORMER NAMES

Responsible Broker:
License ID: 02100626
Moreno, Matthew Arthur
5810 EL CAMINO REAL SUITE D
CARLSBAD, CA 92008

Former Responsible Broker:
License ID: 02100626
Moreno, Matthew Arthur
From 06/21/2021 to 08/27/2023

License ID: 01821025
C2 Financial Corporation
From 10/11/2016 to 06/14/2021

Comment:
07/11/19 - H-05075 SD

06/21/21 - REVOKED-RIGHT TO RESTRICTED LICENSE PER H-5075 SD

08/02/21 - MORTGAGE LOAN ORIGINATOR LICENSE ENDORSEMENT VOLUNTARILY SURRENDERED

10/21/22 - H-05343 SD

08/28/23 - SUSPENDED UNTIL 11/27/2023 Salesperson H-05343-SD

NO OTHER PUBLIC COMMENTS

Disciplinary or Formal Action
Documents:
H05075SD_190711_P.pdf

H05075SD_190806_P.pdf

H05075SD_210621_P.pdf

H05075SD_210802_P.pdf

H05343SD_221021_P.pdf

H05343SD_230828_P.pdf

>>>> Public information request complete <<<<