STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
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License information taken from records of the Department of Real Estate on 12/12/2025 4:22:54 AM
License Type:
CORPORATION

Name:
Caffery Financial Inc

Mailing Address:
71687 HWY 111 STE 101
RANCHO MIRAGE, CA 92270

License ID:
01845352

Expiration Date:
05/06/16

License Status:
SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation

Corporation License Issued:
05/07/08

Former Name(s):
NO FORMER NAMES

Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE

Licensed Officer(s):
DESIGNATED OFFICER
00880650 - Expiration Date: 05/06/16
Caffery, Joseph George
OFFICER CANCELED AS OF 08/11/15

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Comment:
09/03/14 - H-39588 LA FOR CORP AND OFFICER CAFFERY

08/11/15 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 39588 LA

08/11/15 - FOR OFFICER CAFFERY SUSPENDED 90 DAYS--60 DAYS STAYED FOR 2 YEARS ON TERMS AND CONDITIONS

NO OTHER PUBLIC COMMENTS

Disciplinary or Formal Action
Documents:
H39588LA_140903_P.pdf

H39588LA_150811_P.pdf

H39588LA_150811b_P.pdf

>>>> Public information request complete <<<<