License Type: | CORPORATION |
Name: | Caffery Financial Inc |
Mailing Address: | 71687 HWY 111 STE 101 RANCHO MIRAGE, CA 92270 |
License ID: | 01845352 |
Expiration Date: | 05/06/16 |
License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
Corporation License Issued: | 05/07/08 |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
Licensed Officer(s): | DESIGNATED OFFICER 00880650 - Expiration Date: 05/06/16 Caffery, Joseph George OFFICER CANCELED AS OF 08/11/15 |
DBA | NO CURRENT DBAS |
Branches: | NO CURRENT BRANCHES |
Comment: | 09/03/14 - H-39588 LA FOR CORP AND OFFICER CAFFERY |
08/11/15 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 39588 LA | |
08/11/15 - FOR OFFICER CAFFERY SUSPENDED 90 DAYS--60 DAYS STAYED FOR 2 YEARS ON TERMS AND CONDITIONS | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H39588LA_140903_P.pdf |
H39588LA_150811_P.pdf | |
H39588LA_150811b_P.pdf | |
>>>> Public information request complete <<<< |