License Type: | BROKER |
Name: | Nielson, Larry J Jr |
Mailing Address: | 525 N CABRILLO PARK DR STE 104 SANTA ANA, CA 92701 |
License ID: | 00874528 |
Expiration Date: | 11/14/06 |
License Status: | REVOKED |
Salesperson License Issued: | 08/04/87 (Unofficial -- taken from secondary records) |
Broker License Issued: | 11/15/94 (Unofficial -- taken from secondary records) |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
DBA | Park Avenue Financial ACTIVE FROM 10/05/1995 TO 08/08/2005 |
Trans Pacific Financial Group ACTIVE FROM 10/05/1995 TO 10/30/2000 | |
NO CURRENT DBAS | |
Branches: | NO CURRENT BRANCHES |
Affiliated Licensed Corporation(s): | 01163585 - Officer Expiration Date: 08/19/05 Financial Center West Inc OFFICER LICENSE REVOKED AS OF 08/09/05 |
01201640 - Officer Expiration Date: 09/28/03 Red Sky Corp OFFICER LICENSE EXPIRED AS OF 09/29/03 | |
Comment: | 05/31/85 - DENIED W/RTR TO RL ON T&C PER H-461 SA 05-08-85 |
08/04/87 - H-461 SA RELEASED | |
11/12/96 - H-26887 LA D & R | |
07/14/04 - H-31063 LA | |
08/09/05 - REVOKED | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H31063LA_P.pdf |
>>>> Public information request complete <<<< |