| License Type: | CORPORATION |
| Name: | Financial Center West Inc |
| Mailing Address: | 27772 INVERNESS MISSION VIEJO, CA 92692 |
| License ID: | 01163585 |
| Expiration Date: | 08/19/29 |
| License Status: | LICENSED |
| MLO License Endorsement: | 252650 (Click here to check the status of the MLO License Endorsement.) |
| Corporation License Issued: | 08/20/93 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | 27772 INVERNESS MISSION VIEJO, CA 92692 |
| Licensed Officer(s): | DESIGNATED OFFICER 00810090 - Expiration Date: 08/19/29 Morley, Peggyann |
| 00398714 - Expiration Date: 08/19/97 Dabbs, Jeffrey Ross OFFICER LICENSE EXPIRED AS OF 08/20/97 | |
| 00874528 - Expiration Date: 08/19/05 Nielson, Larry J Jr OFFICER LICENSE REVOKED AS OF 08/09/05 | |
| 01280067 - Expiration Date: 08/19/21 Pfaff, Dawn Alyson OFFICER LICENSE EXPIRED AS OF 08/20/21 | |
| DBA | FCW ACTIVE AS OF 10/31/2005 |
| FCW ACTIVE FROM 03/29/1999 TO 08/08/2005 | |
| FCWest ACTIVE AS OF 10/31/2005 | |
| Financial Center West ACTIVE AS OF 10/31/2005 | |
| Financial Center West ACTIVE FROM 03/29/1999 TO 08/08/2005 | |
| Branches: | NO CURRENT BRANCHES |
| Salespersons: | 02031019 - Nielson, Ryan Augustus License Expiration Date: 05/15/2027 |
| Comment: | 11/12/96 - H-26887 LA D & R |
| 07/14/04 - H-31063 LA FOR OFFICER --NIELSON | |
| 08/09/05 - --OFFICER NIELSON REVOKED | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H31063LA_P.pdf |
| >>>> Public information request complete <<<< |