STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 6/9/2026 4:55:06 AM

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License Type:	SALESPERSON
Name:	Duffy, James Anthony
Mailing Address:	5 ROCKRIDGE PLACE OAKLAND, CA 94618
License ID:	00694952
Expiration Date:	05/07/30
License Status:	LICENSED
Salesperson License Issued:	02/07/79 (Unofficial -- taken from secondary records)
Former Name(s):	NO FORMER NAMES
Responsible Broker:	License ID: 01522539 Alliance Bay Funding Inc 37600 CENTRAL CT STE 264 NEWARK, CA 94560
Former Responsible Broker:	License ID: 01417458 Lawton Associates Inc From 02/11/2022 to 02/09/2026
	License ID: 01417458 Lawton Associates Inc From 01/02/2017 to 06/30/2021
Comment:	NO DISCIPLINARY ACTION
	NO OTHER PUBLIC COMMENTS
	>>>> Public information request complete <<<<