STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
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License information taken from records of the Department of Real Estate on 11/24/2024 4:44:53 AM
License Type:
CORPORATION

Name:
Capital Direct Financial Inc

Mailing Address:
25391 COMMERCENTRE DR
LAKE FOREST, CA 92630

License ID:
01791362

Expiration Date:
01/11/11

License Status:
SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation

Corporation License Issued:
01/12/07

Former Name(s):
NO FORMER NAMES

Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE

Licensed Officer(s):
DESIGNATED OFFICER
01761430 - Expiration Date: 01/11/11
Carlisle, Constance Isabelle
OFFICER LICENSE EXPIRED AS OF 01/12/11

01440894 - Expiration Date: 01/11/11
Stringham, Richard
OFFICER LICENSE EXPIRED AS OF 01/12/11

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Comment:
10/11/10 - H-36858 LA for corp and officer Glenn

02/24/11 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 36858 LA

03/23/11 - H-37181 LA D & R

11/08/11 - OFFICER GLENN SUSPENDED 30 DAYS--STAYED FOR 2 YEARS ON TERMS AND CONDITIONS

NO OTHER PUBLIC COMMENTS

Disciplinary or Formal Action
Documents:
H36858LA_P.pdf

H37181LA_P.pdf

>>>> Public information request complete <<<<