| License Type: | CORPORATION |
| Name: | Capital Direct Financial Inc |
| Mailing Address: | 25391 COMMERCENTRE DR LAKE FOREST, CA 92630 |
| License ID: | 01791362 |
| Expiration Date: | 01/11/11 |
| License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
| Corporation License Issued: | 01/12/07 |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| Licensed Officer(s): | DESIGNATED OFFICER 01761430 - Expiration Date: 01/11/11 Carlisle, Constance Isabelle OFFICER LICENSE EXPIRED AS OF 01/12/11 |
| 01440894 - Expiration Date: 01/11/11 Stringham, Richard OFFICER LICENSE EXPIRED AS OF 01/12/11 | |
| DBA | NO CURRENT DBAS |
| Branches: | NO CURRENT BRANCHES |
| Comment: | 10/11/10 - H-36858 LA for corp and officer Glenn |
| 02/24/11 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 36858 LA | |
| 03/23/11 - H-37181 LA D & R | |
| 11/08/11 - OFFICER GLENN SUSPENDED 30 DAYS--STAYED FOR 2 YEARS ON TERMS AND CONDITIONS | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H36858LA_P.pdf |
| H37181LA_P.pdf | |
| >>>> Public information request complete <<<< |