STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 10/25/2025 4:44:41 PM

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License Type:	BROKER
Name:	Liu, Roma
Mailing Address:	9207 LOYOLA WAY BUENA PARK, CA 90620
License ID:	01254463
Expiration Date:	05/19/27
License Status:	LICENSED
MLO License Endorsement:	NMLS ID: 254909 (Click here to check the status of the MLO License Endorsement )
Salesperson License Issued:	03/12/99 (Unofficial -- taken from secondary records)
Broker License Issued:	05/20/19
Former Name(s):	Block, Roma
Main Office:	115 S GARFIELD AVE ALHAMBRA, CA 91801
DBA	NO CURRENT DBAS
Branches:	NO CURRENT BRANCHES
Affiliated Licensed Corporation(s):	NO CURRENT AFFILIATED CORPORATIONS
Broker Associate for:	License ID: 01889312 Top World Investment Inc 18645 GALE AVE STE 210 CITY OF INDUSTRY, CA 91748
Former Broker Associate for:	License ID: 01236141 Liu, David C From 01/09/2023 to 08/11/2025
	License ID: 01835649 AAA Capital Investment Inc From 07/15/2019 to 05/01/2024
Comment:	NO DISCIPLINARY ACTION
	NO OTHER PUBLIC COMMENTS
	>>>> Public information request complete <<<<