License Type: | BROKER |
Name: | Roth, Stephen A |
Mailing Address: | 11150 SANTA MONICA BLVD STE 1400 LOS ANGELES, CA 90025 |
License ID: | 01064879 |
Expiration Date: | 05/22/06 |
License Status: | EXPIRED |
Broker License Issued: | 02/20/90 (Unofficial -- taken from secondary records) |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
DBA | NO CURRENT DBAS |
Branches: | NO CURRENT BRANCHES |
Affiliated Licensed Corporation(s): | 01066870 - Officer Expiration Date: 03/07/94 Secured Capital Corp OFFICER LICENSE EXPIRED AS OF 03/08/94 |
01109509 - Officer Expiration Date: 05/15/95 SCL Advisors Corp OFFICER LICENSE EXPIRED AS OF 05/16/95 | |
Comment: | NO DISCIPLINARY ACTION |
NO OTHER PUBLIC COMMENTS | |
>>>> Public information request complete <<<< |