| License Type: | BROKER |
| Name: | Roth, Stephen A |
| Mailing Address: | 11150 SANTA MONICA BLVD STE 1400 LOS ANGELES, CA 90025 |
| License ID: | 01064879 |
| Expiration Date: | 05/22/06 |
| License Status: | EXPIRED |
| Broker License Issued: | 02/20/90 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | NO CURRENT DBAS |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 01066870 - Officer Expiration Date: 03/07/94 Secured Capital Corp OFFICER LICENSE EXPIRED AS OF 03/08/94 |
| 01109509 - Officer Expiration Date: 05/15/95 SCL Advisors Corp OFFICER LICENSE EXPIRED AS OF 05/16/95 | |
| Comment: | NO DISCIPLINARY ACTION |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |