| License Type: | BROKER |
| Name: | Flaherty, Ronald D |
| Mailing Address: | 3721 DOUGLAS BLVD STE 350 ROSEVILLE, CA 95661 |
| License ID: | 00995568 |
| Expiration Date: | 02/11/30 |
| License Status: | LICENSED |
| Broker License Issued: | 07/13/88 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | 3721 DOUGLAS BLVD STE 350 ROSEVILLE, CA 95661 |
| DBA | NO CURRENT DBAS |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 01862667 - Officer Expiration Date: 04/19/29 Flaherty Capital Markets Inc |
| 01006438 - Officer Expiration Date: 12/08/98 Mony Capital Markets Inc OFFICER LICENSE EXPIRED AS OF 12/09/98 | |
| 01291385 - Officer Expiration Date: 07/05/08 Cybus Capital Management Inc OFFICER LICENSE EXPIRED AS OF 07/06/08 | |
| Comment: | NO DISCIPLINARY ACTION |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |