| License Type: | BROKER |
| Name: | Morris, Richard Leon |
| Mailing Address: | 3100 E CEDAR ST STE 11 ONTARIO, CA 91761 |
| License ID: | 00891802 |
| Expiration Date: | 12/18/11 |
| License Status: | REVOKED |
| Salesperson License Issued: | 06/18/85 (Unofficial -- taken from secondary records) |
| Broker License Issued: | 12/19/91 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | M & M Financial Services ACTIVE FROM 11/25/2008 TO 02/17/2010 |
| R L Morris Investments ACTIVE FROM 08/30/1995 TO 02/17/2010 | |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 01799665 - Officer Expiration Date: 04/04/11 The Firm-Loans Insurance & Investments Inc OFFICER LICENSE REVOKED AS OF 02/18/10 |
| Comment: | 10/30/08 - H-35431 LA D & R |
| 11/14/08 - H-35465 LA | |
| 02/18/10 - BROKER LICENSE REVOKED-RIGHT TO RESTRICTED SALESPERSON LICENSE | |
| 10/02/13 - H-35465 LA - PETITION FOR REINSTATEMENT OF BROKER LICENSE DENIED | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H35431LA_P.pdf |
| H35465LA_131002_P.pdf | |
| H35465LA_P.pdf | |
| >>>> Public information request complete <<<< |