| License Type: | BROKER |
| Name: | Pollock, James Edwin |
| Mailing Address: | 445 MARINE VIEW AVE STE 105 DEL MAR, CA 92014 |
| License ID: | 00842096 |
| Expiration Date: | 11/25/98 |
| License Status: | EXPIRED |
| Broker License Issued: | 11/26/82 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | NO CURRENT DBAS |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 00889273 - Officer Expiration Date: 06/13/89 Lockerton Investment & Mgt Company OFFICER LICENSE EXPIRED AS OF 06/14/89 |
| 00930005 - Officer Expiration Date: 06/05/90 Laguna Niguel Financial Services Inc OFFICER LICENSE EXPIRED AS OF 06/06/90 | |
| 01096911 - Officer Expiration Date: 11/28/94 Pollan Financial Services Inc OFFICER LICENSE EXPIRED AS OF 11/29/94 | |
| Comment: | NO DISCIPLINARY ACTION |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |