License Type: | BROKER |
Name: | Haupt, Fred James IV |
Mailing Address: | 1513 TIFFANY PARK CIR SANTA MARIA, CA 93455 |
License ID: | 00834922 |
Expiration Date: | 11/01/11 |
License Status: | REVOKED |
Salesperson License Issued: | 04/26/86 (Unofficial -- taken from secondary records) |
Broker License Issued: | 11/02/95 (Unofficial -- taken from secondary records) |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
DBA | Infinity Group ACTIVE FROM 04/07/1997 TO 11/01/2011 |
NO CURRENT DBAS | |
Branches: | NO CURRENT BRANCHES |
Affiliated Licensed Corporation(s): | 01330234 - Officer Expiration Date: 02/13/10 Infinity Financial Consultants Inc OFFICER LICENSE REVOKED AS OF 11/02/12 |
01856485 - Officer Expiration Date: 12/12/12 Future Financial Brokers Inc OFFICER LICENSE REVOKED AS OF 11/02/12 | |
Comment: | 11/12/09 - H-2432 FR |
11/02/12 - REVOKED PER H-2432 FR | |
05/01/13 - R-4803 | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H02432FR_121102_P.pdf |
H02432FR_160325_P.pdf | |
H02432FR_P.pdf | |
>>>> Public information request complete <<<< |