| License Type: | BROKER |
| Name: | Haupt, Fred James IV |
| Mailing Address: | 1513 TIFFANY PARK CIR SANTA MARIA, CA 93455 |
| License ID: | 00834922 |
| Expiration Date: | 11/01/11 |
| License Status: | REVOKED |
| Salesperson License Issued: | 04/26/86 (Unofficial -- taken from secondary records) |
| Broker License Issued: | 11/02/95 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | Infinity Group ACTIVE FROM 04/07/1997 TO 11/01/2011 |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 01330234 - Officer Expiration Date: 02/13/10 Infinity Financial Consultants Inc OFFICER LICENSE REVOKED AS OF 11/02/12 |
| 01856485 - Officer Expiration Date: 12/12/12 Future Financial Brokers Inc OFFICER LICENSE REVOKED AS OF 11/02/12 | |
| Comment: | 11/12/09 - H-2432 FR |
| 11/02/12 - REVOKED PER H-2432 FR | |
| 05/01/13 - R-4803 | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H02432FR_121102_P.pdf |
| H02432FR_160325_P.pdf | |
| H02432FR_P.pdf | |
| >>>> Public information request complete <<<< |