STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 11/26/2025 12:34:51 AM
License Type:
BROKER

Name:
Rothberg, James Samuel

Mailing Address:
PO BOX 294
COBB, CA 95426

License ID:
00716823

Expiration Date:
07/02/20

License Status:
EXPIRED

Broker License Issued:
07/03/80 (Unofficial -- taken from secondary records)

Former Name(s):
NO FORMER NAMES

Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE

DBA
Mountain Lake Mortgage
ACTIVE FROM 07/26/1996 TO 06/20/2016

Mountain Properties
ACTIVE FROM 06/16/1983 TO 07/03/1988

NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Affiliated Licensed Corporation(s):
00201485 - Officer Expiration Date: 02/10/98
Guild Mortgage Company
OFFICER LICENSE EXPIRED AS OF 02/11/98

01053259 - Officer Expiration Date: 02/10/98
Guild Financial Express Inc.
OFFICER LICENSE EXPIRED AS OF 02/11/98

Comment:
NO DISCIPLINARY ACTION

07/17/20 - Broker license expiration date extended until 6/30/21 pursuant to Executive Order No. N-83-20.

>>>> Public information request complete <<<<