STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 11/29/2025 3:30:20 PM
License Type:
BROKER

Name:
Testa, Thomas Louis

Mailing Address:
3857 BIRCH ST STE 572
NEWPORT BEACH, CA 92660

License ID:
00638529

Expiration Date:
09/28/26

License Status:
LICENSED

MLO License Endorsement: 

NMLS ID: 328319 (Click here to check the status of the MLO License Endorsement )

Broker License Issued:
09/29/78 (Unofficial -- taken from secondary records)

Former Name(s):
Testa, Tom Louis

Main Office:
620 NEWPORT CENTER DR STE 1100
NEWPORT BEACH, CA 92660

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Affiliated Licensed Corporation(s):
01790365 - Officer Expiration Date: 01/25/27
Testa Capital Group

02140737 - Officer Expiration Date: 04/13/29
Montego Capital, Inc.

00832877 - Officer Expiration Date: 03/29/02
Provincial Equities Inc
OFFICER LICENSE EXPIRED AS OF 03/30/02

00939653 - Officer Expiration Date: 10/06/02
California Mutual
OFFICER LICENSE EXPIRED AS OF 10/07/02

01215995 - Officer Expiration Date: 01/01/09
The Alliance Portfolio
OFFICER LICENSE EXPIRED AS OF 01/02/09

Comment:
NO DISCIPLINARY ACTION

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<