License Type: | BROKER |
Name: | Clignett, Rick E |
Mailing Address: | 5739 MAYBERRY ALTA LOMA, CA 91737 |
License ID: | 00600284 |
Expiration Date: | 04/08/08 |
License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
Salesperson License Issued: | 04/04/77 (Unofficial -- taken from secondary records) |
Broker License Issued: | 04/09/92 (Unofficial -- taken from secondary records) |
Former Name(s): | Clignett, Roderick E |
Clignett, Roderick Ernst | |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
DBA | NO CURRENT DBAS |
Branches: | NO CURRENT BRANCHES |
Affiliated Licensed Corporation(s): | 01073862 - Officer Expiration Date: 02/15/09 California Empire Financial Group Inc **THIS OFFICER IS NOT RESTRICTED. THIS CORP IS RESTRICTED.** |
01183825 - Officer Expiration Date: 07/31/98 California Empire Funding Corporation OFFICER LICENSE EXPIRED AS OF 08/01/98 | |
01277154 - Officer Expiration Date: 04/05/04 Flagship Bancorp OFFICER LICENSE EXPIRED AS OF 04/06/04 | |
Comment: | 05/10/05 - H-31901 LA D & R |
06/07/05 - H-31989 LA | |
07/24/06 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 31989 LA | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H31901LA_P.pdf |
H31989LA_P.pdf | |
>>>> Public information request complete <<<< |