| License Type: | BROKER |
| Name: | Clignett, Rick E |
| Mailing Address: | 5739 MAYBERRY ALTA LOMA, CA 91737 |
| License ID: | 00600284 |
| Expiration Date: | 04/08/08 |
| License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
| Salesperson License Issued: | 04/04/77 (Unofficial -- taken from secondary records) |
| Broker License Issued: | 04/09/92 (Unofficial -- taken from secondary records) |
| Former Name(s): | Clignett, Roderick E |
| Clignett, Roderick Ernst | |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | NO CURRENT DBAS |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 01073862 - Officer Expiration Date: 02/15/09 California Empire Financial Group Inc **THIS OFFICER IS NOT RESTRICTED. THIS CORP IS RESTRICTED.** |
| 01183825 - Officer Expiration Date: 07/31/98 California Empire Funding Corporation OFFICER LICENSE EXPIRED AS OF 08/01/98 | |
| 01277154 - Officer Expiration Date: 04/05/04 Flagship Bancorp OFFICER LICENSE EXPIRED AS OF 04/06/04 | |
| Comment: | 05/10/05 - H-31901 LA D & R |
| 06/07/05 - H-31989 LA | |
| 07/24/06 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 31989 LA | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H31901LA_P.pdf |
| H31989LA_P.pdf | |
| >>>> Public information request complete <<<< |