| License Type: | BROKER |
| Name: | Thomas, Mark Allen |
| Mailing Address: | 1282 CARNE RD OJAI, CA 93023 |
| License ID: | 00519806 |
| Expiration Date: | 11/11/18 - License Extension granted through 11/27/18 |
| License Status: | EXPIRED *** RESTRICTED *** |
| Broker License Issued: | 04/12/78 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | Charter Funding ACTIVE FROM 01/11/1990 TO 11/03/1992 |
| Thomas Associates ACTIVE FROM 02/05/1979 TO 10/04/1988 | |
| West States Management ACTIVE FROM 01/28/1980 TO 10/04/1988 | |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 00918653 - Officer Expiration Date: 07/26/14 Thames Financial Corporation OFFICER CANCELED AS OF 08/02/13 |
| 01141729 - Officer Expiration Date: 07/21/96 PMM Management Inc OFFICER LICENSE EXPIRED AS OF 07/22/96 | |
| Comment: | 07/02/87 - H-23008 LA |
| 10/04/88 - REVOKED-RIGHT TO RESTRICTED LICENSE AFTER 30 DAYS ON T/C | |
| 05/23/90 - PETITION FOR RE BROKER LICENSE W/O RESTRICTIONS GRANTED | |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |