| License Type: | BROKER |
| Name: | Baumgartner, Stephen Joseph |
| Mailing Address: | 722 ZUMWALT LN FOSTER CITY, CA 94404 |
| License ID: | 00528768 |
| Expiration Date: | 01/08/28 |
| License Status: | LICENSED |
| Broker License Issued: | 01/09/76 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | 722 ZUMWALT LN FOSTER CITY, CA 94404 |
| DBA | NO CURRENT DBAS |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 00530581 - Officer Expiration Date: 10/30/84 M D R Financial OFFICER LICENSE EXPIRED AS OF 10/30/84 |
| 00658912 - Officer Expiration Date: 11/09/02 Sigma Investment Corp OFFICER LICENSE EXPIRED AS OF 11/10/02 | |
| Comment: | NO DISCIPLINARY ACTION |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |