License Type: | BROKER |
Name: | Whitehead, Frank H III |
Mailing Address: | 4685 TUMBLEWEED DR BRIGHTON, CO 80601-4648 |
License ID: | 01431478 |
Expiration Date: | 01/01/17 |
License Status: | REVOKED |
Broker License Issued: | 08/19/04 |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
DBA | Blue Light Investment ACTIVE FROM 02/20/2007 TO 04/04/2010 |
Blue Light Investments ACTIVE FROM 02/20/2007 TO 04/04/2010 | |
South Bay Management Services ACTIVE FROM 04/25/2011 TO 10/29/2013 | |
NO CURRENT DBAS | |
Branches: | NO CURRENT BRANCHES |
Affiliated Licensed Corporation(s): | NO CURRENT AFFILIATED CORPORATIONS |
Comment: | 11/16/11 - H-37693 LA D & R |
08/15/12 - SUSPENDED 90 DAYS--STAYED FOR 2 YEARS ON TERMS AND CONDITIONS | |
02/12/13 - H-37605 LA RELEASED | |
10/30/13 - SUSPENDED INDEFINITELY PER H-37605 LA | |
02/27/14 - H-39336 LA | |
10/07/14 - SUSPENSION TERMINATED | |
12/10/14 - REVOKED-RIGHT TO RESTRICTED LICENSE PER H-39336-LA | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H37605LA_120531_P.pdf |
H37605LA_120815_P.pdf | |
H37605LA_130215_P.pdf | |
H37605LA_131030_P.pdf | |
H37605LA_P.pdf | |
H37693LA_P.pdf | |
H39336LA_140227_P.pdf | |
H39336LA_141210_P.pdf | |
>>>> Public information request complete <<<< |