STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 6/1/2025 8:44:38 AM
License Type:
CORPORATION

Name:
Roth Asset Management

Mailing Address:
4850 TALMADGE PARK ROW
SAN DIEGO, CA 92115

License ID:
02065741

Expiration Date:
08/28/26

License Status:
FLAG SUSPENDED

Corporation License Issued:
06/15/18

Former Name(s):
NO FORMER NAMES

Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE

Licensed Officer(s):
DESIGNATED OFFICER
01378682 - Expiration Date: 08/28/26
Dursi, Peter A
OFFICER CANCELED AS OF 01/24/25

00445059
Roth, James Marvin
DECEASED AS OF 03/11/22

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Comment:
06/26/23 - H-05750 SD

07/17/24 - PUBLICLY REPROVED

01/24/25 - SUSPENDED INDEFINITELY PER H-05750 SD

01/24/25 - SUSPENDED INDEFINITELY PER H-05750-SD

NO OTHER PUBLIC COMMENTS

Disciplinary or Formal Action
Documents:
H05750SD_230626_P.pdf

H05750SD_240717_P.pdf

H05750SD_240723_P.pdf

>>>> Public information request complete <<<<