STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE


In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
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License information taken from records of the Department of Real Estate on 7/5/2024 3:28:42 PM
License Type:
CORPORATION

Name:
S5 Advisory, Inc

Mailing Address:
18692 MONTEWOOD DR
SARATOGA, CA 95070

License ID:
01917419

Expiration Date:
07/24/28

License Status:
LICENSED

Corporation License Issued:
07/25/12

Former Name(s):
S5 Advisors Inc.

Main Office:
5201 GREAT AMERICA PKWY STE 455
SANTA CLARA, CA 95054

Licensed Officer(s):
DESIGNATED OFFICER
01459988 - Expiration Date: 07/24/28
Malhotra, Sushma

01482209 - Expiration Date: 07/24/16
Malhotra, Kuldip Kumar
OFFICER CANCELED AS OF 10/13/14

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Broker Associates:
01482209 - Malhotra, Kuldip Kumar
                  License Expiration Date: 02/10/2026

Salespersons:
01735699 - Chugh, Yogesh
                  License Expiration Date: 02/14/2026

01983791 - Mallick, Indira C
                  License Expiration Date: 11/15/2027

01898758 - Plaha, Sunil Singh
                  License Expiration Date: 06/07/2027

02214957 - Rodriguez, Nathan Brenden
                  License Expiration Date: 05/02/2027

02166704 - Sakhuja, Shelley
                  License Expiration Date: 03/20/2026

02163317 - Sergent, Christian Marcos
                  License Expiration Date: 01/10/2026

Comment:
NO DISCIPLINARY ACTION

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<