License Type: | CORPORATION |
Name: | S5 Advisory, Inc |
Mailing Address: | 18692 MONTEWOOD DR SARATOGA, CA 95070 |
License ID: | 01917419 |
Expiration Date: | 07/24/28 |
License Status: | LICENSED |
Corporation License Issued: | 07/25/12 |
Former Name(s): | S5 Advisors Inc. |
Main Office: | 5201 GREAT AMERICA PKWY STE 455 SANTA CLARA, CA 95054 |
Licensed Officer(s): | DESIGNATED OFFICER 01459988 - Expiration Date: 07/24/28 Malhotra, Sushma |
01482209 - Expiration Date: 07/24/16 Malhotra, Kuldip Kumar OFFICER CANCELED AS OF 10/13/14 | |
DBA | NO CURRENT DBAS |
Branches: | NO CURRENT BRANCHES |
Broker Associates: | 01482209 - Malhotra, Kuldip Kumar License Expiration Date: 02/10/2026 |
Salespersons: | 01735699 - Chugh, Yogesh License Expiration Date: 02/14/2026 |
01983791 - Mallick, Indira C License Expiration Date: 11/15/2027 | |
01898758 - Plaha, Sunil Singh License Expiration Date: 06/07/2027 | |
02214957 - Rodriguez, Nathan Brenden License Expiration Date: 05/02/2027 | |
02166704 - Sakhuja, Shelley License Expiration Date: 03/20/2026 | |
02163317 - Sergent, Christian Marcos License Expiration Date: 01/10/2026 | |
Comment: | NO DISCIPLINARY ACTION |
NO OTHER PUBLIC COMMENTS | |
>>>> Public information request complete <<<< |