STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

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License information taken from records of the Department of Real Estate on 11/30/2025 12:54:47 PM
License Type:
CORPORATION

Name:
S5 Advisory, Inc

Mailing Address:
18692 MONTEWOOD DR
SARATOGA, CA 95070

License ID:
01917419

Expiration Date:
07/24/28

License Status:
LICENSED

Corporation License Issued:
07/25/12

Former Name(s):
S5 Advisors Inc.

Main Office:
5201 GREAT AMERICA PKWY STE 455
SANTA CLARA, CA 95054

Licensed Officer(s):
DESIGNATED OFFICER
01459988 - Expiration Date: 07/24/28
Malhotra, Sushma

01482209 - Expiration Date: 07/24/16
Malhotra, Kuldip Kumar
OFFICER CANCELED AS OF 10/13/14

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Broker Associates:
01482209 - Malhotra, Kuldip Kumar
                  License Expiration Date: 02/10/2026

Salespersons:
01735699 - Chugh, Yogesh
                  License Expiration Date: 02/14/2026

01983791 - Mallick, Indira C
                  License Expiration Date: 11/15/2027

01898758 - Plaha, Sunil Singh
                  License Expiration Date: 06/07/2027

02214957 - Rodriguez, Nathan Brenden
                  License Expiration Date: 05/02/2027

02166704 - Sakhuja, Shelley
                  License Expiration Date: 03/20/2026

02163317 - Sergent, Christian Marcos
                  License Expiration Date: 01/10/2026

Comment:
NO DISCIPLINARY ACTION

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<