License Type: | CORPORATION |
Name: | CWM Financial Corp |
Mailing Address: | 2532 SANTA CLARA AVE # 142 ALAMEDA, CA 94501 |
License ID: | 01523838 |
Expiration Date: | 04/20/10 |
License Status: | EXPIRED |
Corporation License Issued: | 04/21/06 |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
Licensed Officer(s): | DESIGNATED OFFICER 01317814 - Expiration Date: 04/20/10 Waller-Mims, Cassandra Demetria OFFICER LICENSE EXPIRED AS OF 04/21/10 |
01729629 - Expiration Date: 04/20/10 Jackson, Millicent J OFFICER LICENSE EXPIRED AS OF 04/21/10 | |
01239548 - Expiration Date: 04/20/10 Newcomer, John Marco OFFICER LICENSE REVOKED AS OF 04/07/11 | |
DBA | NO CURRENT DBAS |
Branches: | NO CURRENT BRANCHES |
Comment: | 01/20/10 - H-10837 SF |
04/27/10 - H-10837 SF RELEASED | |
04/27/10 - SUSPENDED SUSPENDED FOR 15 DAYS--STAYED FOR ONE YEAR ON T/C | |
04/07/11 - OFFICER NEWCOMER REVOKED---RIGHT TO RESTRICTED SALESPERSON LICENSE | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H10837SF_151005_P.pdf |
H10837SF_P.pdf | |
>>>> Public information request complete <<<< |