| License Type: | CORPORATION |
| Name: | Capital Direct Lending Corporation |
| Mailing Address: | 3 SAN JOAQUIN PLAZA STE 250 NEWPORT BEACH, CA 92660 |
| License ID: | 01363198 |
| Expiration Date: | 12/25/10 |
| License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
| Corporation License Issued: | 12/26/02 |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| Licensed Officer(s): | DESIGNATED OFFICER 01237186 - Expiration Date: 12/25/10 Freeman, Michael OFFICER LICENSE EXPIRED AS OF 12/26/10 |
| DBA | Capital Direct Lending ACTIVE FROM 08/17/2009 TO 06/08/2010 |
| Preferred ACTIVE FROM 12/29/2004 TO 05/31/2009 | |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Comment: | 03/26/09 - H-35819 LA FOR CORP & OFFICER HULBERT |
| 10/16/09 - SUSPENDED FOR 60 DAYS--STAYED FOR 2 YEARS | |
| 10/16/09 - H-35819 LA RELEASED | |
| 10/16/09 - OFFICER HULBERT SUSPENDED FOR 60 DAYS--STAYED FOR 2 YEARS | |
| 01/27/11 - H-5540 SAC for corp & Des. Off. Hulbert | |
| 12/08/11 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 5540 SAC | |
| 12/08/11 - OFFICER HULBERT SUSPENDED 60 DAYS--STAYED FOR 1 YEAR ON TERMS AND CONDITIONS | |
| 01/10/12 - H-5540 SAC RELEASED for Officer Hulbert (aka Freeman) | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H05540SAC_P.pdf |
| H35819LA_P.pdf | |
| >>>> Public information request complete <<<< |