License Type: | CORPORATION |
Name: | CFG Equities |
Mailing Address: | 3974 CLOVERLEAF ST WESTLAKE VILLAGE, CA 91362 |
License ID: | 01264661 |
Expiration Date: | 11/22/27 |
License Status: | LICENSED |
Corporation License Issued: | 08/17/99 (Unofficial -- taken from secondary records) |
Former Name(s): | NO FORMER NAMES |
Main Office: | 3974 CLOVERLEAF ST WESTLAKE VILLAGE, CA 91362 |
Licensed Officer(s): | DESIGNATED OFFICER 00628966 - Expiration Date: 11/22/27 Fields, Lynwood Earl |
DBA | NO CURRENT DBAS |
Branches: | NO CURRENT BRANCHES |
Salespersons: | 00958111 - Fields, Jana Jean License Expiration Date: 04/19/2027 |
Comment: | 12/02/99 - H-28313 LA FOR OFFICER FIELDS |
11/17/00 - H-28313 LA RELEASED | |
11/17/00 - OFFICER FIELDS SUSPENDED FOR 90 DAYS-STAYED FOR 2 YEARS | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H28313LA_P.pdf |
>>>> Public information request complete <<<< |