STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 11/25/2025 6:43:56 PM

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License Type:	CORPORATION
Name:	CFG Equities
Mailing Address:	3974 CLOVERLEAF ST WESTLAKE VILLAGE, CA 91362
License ID:	01264661
Expiration Date:	11/22/27
License Status:	LICENSED
Corporation License Issued:	08/17/99 (Unofficial -- taken from secondary records)
Former Name(s):	NO FORMER NAMES
Main Office:	3974 CLOVERLEAF ST WESTLAKE VILLAGE, CA 91362
Licensed Officer(s):	DESIGNATED OFFICER 00628966 - Expiration Date: 11/22/27 Fields, Lynwood Earl
DBA	NO CURRENT DBAS
Branches:	11777 SAN VICENTE BLVD SUITE 500 LOS ANGELES, CA 90049
Salespersons:	00958111 - Fields, Jana Jean                   License Expiration Date: 04/19/2027
Comment:	12/02/99 - H-28313 LA FOR OFFICER FIELDS
	11/17/00 - H-28313 LA RELEASED
	11/17/00 - OFFICER FIELDS SUSPENDED FOR 90 DAYS-STAYED FOR 2 YEARS
	NO OTHER PUBLIC COMMENTS
Disciplinary or Formal Action Documents:	H28313LA_P.pdf
	>>>> Public information request complete <<<<