STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
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License information taken from records of the Department of Real Estate on 11/4/2025 8:40:37 PM
License Type:
CORPORATION

Name:
Upton Financial Group Inc

Mailing Address:
131 STONY CIRCLE STE 500
SANTA ROSA, CA 95401
(Above address is marked unreliable in DRE database)

License ID:
01240875

Expiration Date:
02/26/23

License Status:
EXPIRED

Corporation License Issued:
07/08/98 (Unofficial -- taken from secondary records)

Former Name(s):
NO FORMER NAMES

Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE

Licensed Officer(s):
DESIGNATED OFFICER
01207134 - Expiration Date: 02/26/23
Ryan, David George
OFFICER LICENSE EXPIRED AS OF 02/27/23

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Comment:
NO DISCIPLINARY ACTION

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<