| License Type: | CORPORATION |
| Name: | Dana Capital Group Inc |
| Mailing Address: | 8001 IRVINE CENTER DR STE 1200 IRVINE, CA 92618 |
| License ID: | 01218455 |
| Expiration Date: | 02/18/09 |
| License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
| Corporation License Issued: | 02/19/97 (Unofficial -- taken from secondary records) |
| Former Name(s): | National Mortgage Fund Inc |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| Licensed Officer(s): | DESIGNATED OFFICER 01164649 - Expiration Date: 02/18/09 Snedaker, James Richard OFFICER LICENSE EXPIRED AS OF 02/19/09 |
| 01389857 - Expiration Date: 02/18/09 Christensen, Kelly David OFFICER LICENSE EXPIRED AS OF 02/19/09 | |
| 00522920 - Expiration Date: 02/18/05 Farias, Ruth Georgenne OFFICER LICENSE EXPIRED AS OF 02/19/05 | |
| 00328135 - Expiration Date: 02/18/05 Smith, Dana Harold OFFICER LICENSE EXPIRED AS OF 02/19/05 | |
| DBA | Dana ACTIVE FROM 10/21/2005 TO 08/04/2008 |
| Dana Capital ACTIVE FROM 10/21/2005 TO 08/04/2008 | |
| Dana Capital Group ACTIVE FROM 10/21/2005 TO 08/04/2008 | |
| Esteem Escrow ACTIVE FROM 04/08/2004 TO 10/06/2005 | |
| Esteem Escrow ACTIVE FROM 09/17/2002 TO 03/24/2004 | |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Comment: | 03/02/01 - H-28982 LA FOR OFFICER FARIAS |
| 09/17/01 - --OFFICER FARIAS SUSPENDED FOR 90 DAYS PER H-28982 LA | |
| 03/25/04 - --OFFICER FARIAS SUSPENDED INDEFINITELY PER H-28982 LA | |
| 04/08/04 - H-28982 LA RELEASED --PER SUSPENSION TERMINATED | |
| 03/08/05 - H-31735 LA | |
| 06/22/06 - H-31735 LA RELEASED | |
| 06/22/06 - OFFICER FARIAS SUSPENDED FOR 60 DAYS-STAYED FOR 2 YEARS | |
| 06/22/06 - PUBLICLY REPROVED | |
| 08/04/08 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 35109 LA | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H28982LA_P.pdf |
| H31735LA_P.pdf | |
| H35109LA_P.pdf | |
| >>>> Public information request complete <<<< |