License Type: | CORPORATION |
Name: | S E Financial Inc |
Mailing Address: | 1300 EASTMAN AVE STE 100 VENTURA, CA 93003 (Above address is marked unreliable in DRE database) |
License ID: | 01212255 |
Expiration Date: | 05/12/06 |
License Status: | SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation |
Corporation License Issued: | 09/27/96 (Unofficial -- taken from secondary records) |
Former Name(s): | NO FORMER NAMES |
Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
Licensed Officer(s): | DESIGNATED OFFICER 00817735 - Expiration Date: 05/12/06 Sipes, Truman Glenn OFFICER LICENSE REVOKED AS OF 03/30/06 **THIS OFFICER IS RESTRICTED. THIS CORP IS NOT RESTRICTED.** |
01162226 - Expiration Date: 01/21/05 Sipes, Michael Grant OFFICER LICENSE EXPIRED AS OF 01/22/05 | |
DBA | Gold Coast Financial ACTIVE FROM 03/21/1997 TO 04/06/1998 |
Gold Coast Financial ACTIVE FROM 05/13/1998 TO 03/29/2006 | |
NO CURRENT DBAS | |
Branches: | NO CURRENT BRANCHES |
Comment: | 12/02/97 - H-27454 LA FOR OFFICER SIPES |
04/07/98 - OFFICER SIPES REVOKED-RIGHT TO RESTRICTED LICENSE | |
05/25/05 - H-31957 LA | |
03/30/06 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 31957 LA | |
03/30/06 - OFFICER SIPES REVOKED WITH RIGHT TO RESTRICTED SALESPERSON LICENSE | |
NO OTHER PUBLIC COMMENTS | |
Disciplinary or Formal Action Documents: | H27454LA_P.pdf |
H31957LA_P.pdf | |
>>>> Public information request complete <<<< |