STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
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License information taken from records of the Department of Real Estate on 11/5/2025 10:08:02 AM
License Type:
CORPORATION

Name:
Capital Financial & Investment Inc

Mailing Address:
1036 E MAIN ST
ALHAMBRA, CA 91801

License ID:
01144040

Expiration Date:
10/22/24

License Status:
EXPIRED

Corporation License Issued:
09/28/92 (Unofficial -- taken from secondary records)

Former Name(s):
NO FORMER NAMES

Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE

Licensed Officer(s):
DESIGNATED OFFICER
01852431 - Expiration Date: 10/22/24
Lee, Sunny Heung Yeung
OFFICER LICENSE EXPIRED AS OF 10/23/24

00971263 - Expiration Date: 09/27/00
Huang, Yuan Way
OFFICER LICENSE EXPIRED AS OF 09/28/00

01004742 - Expiration Date: 10/22/20
Kow, Karl Chorng-Rong
OFFICER LICENSE EXPIRED AS OF 07/01/21

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Comment:
NO DISCIPLINARY ACTION

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<