STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 11/25/2025 8:17:00 PM

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License Type:	CORPORATION
Name:	Southwind Financial Services Inc
Mailing Address:	88 LONG CT THOUSAND OAKS, CA 91360
License ID:	01112861
Expiration Date:	08/16/99
License Status:	REVOKED
Corporation License Issued:	07/24/91 (Unofficial -- taken from secondary records)
Former Name(s):	NO FORMER NAMES
Main Office:	NO CURRENT MAIN OFFICE ADDRESS ON FILE
Licensed Officer(s):	DESIGNATED OFFICER 00558168 - Expiration Date: 08/16/99 Mitchell, Nancy Lucille OFFICER LICENSE EXPIRED AS OF 08/17/99
	00611046 - Expiration Date: 07/23/95 Fusci, Stephen OFFICER LICENSE EXPIRED AS OF 07/24/95
	00461241 - Expiration Date: 07/23/95 Nielsen, Carole Ellen OFFICER LICENSE REVOKED AS OF 02/04/98
DBA	NO CURRENT DBAS
Branches:	NO CURRENT BRANCHES
Comment:	09/27/96 - H-26806 LA
	01/28/97 - REVOKED
	02/04/98 - OFFICER NIELSEN REVOKED-RIGHT TO RESTRICTED LICENSE
	NO OTHER PUBLIC COMMENTS
Disciplinary or Formal Action Documents:	H26806LA_P.pdf
	>>>> Public information request complete <<<<