| License Type: | CORPORATION |
| Name: | Caustin & Associates |
| Mailing Address: | 326 N NEWPORT BLVD NEWPORT BEACH, CA 92663 |
| License ID: | 00861985 |
| Expiration Date: | 04/01/96 |
| License Status: | EXPIRED |
| Corporation License Issued: | 04/02/84 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| Licensed Officer(s): | DESIGNATED OFFICER 00779700 - Expiration Date: 04/01/96 Caustin, Robert James OFFICER LICENSE EXPIRED AS OF 04/02/96 |
| DBA | 1 % + ACTIVE FROM 04/11/1988 TO 04/02/1996 |
| 1 Percent Plus ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| 1 % Plus ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| 2 Percent Plus ACTIVE FROM 11/15/1988 TO 04/02/1996 | |
| 2 % Plus ACTIVE FROM 11/15/1988 TO 04/02/1996 | |
| Discount Broker ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| Discount Brokerage ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| Discount Brokers ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| Equity Asset Management ACTIVE FROM 11/15/1988 TO 04/02/1996 | |
| Equity Management Corp ACTIVE FROM 11/15/1988 TO 04/02/1996 | |
| One Percent Plus ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| One % Plus ACTIVE FROM 04/11/1988 TO 04/02/1996 | |
| Two Percent Plus ACTIVE FROM 11/15/1988 TO 04/02/1996 | |
| Two % Plus ACTIVE FROM 11/15/1988 TO 04/02/1996 | |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Comment: | NO DISCIPLINARY ACTION |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |