| License Type: | BROKER |
| Name: | Morris, Richard Stephen |
| Mailing Address: | C/O CAPITAL FINANCE CORP. 589 TAHOE KEYS BLVD #E-7 SOUTH LAKE TAHOE, CA 96150 |
| License ID: | 00684505 |
| Expiration Date: | 11/06/22 |
| License Status: | DECEASED |
| Broker License Issued: | 11/07/86 (Unofficial -- taken from secondary records) |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | NO CURRENT MAIN OFFICE ADDRESS ON FILE |
| DBA | Capital Finance ACTIVE FROM 09/21/1993 TO 03/09/2020 |
| NO CURRENT DBAS | |
| Branches: | NO CURRENT BRANCHES |
| Affiliated Licensed Corporation(s): | 01250401 - Officer Expiration Date: 05/15/23 Capital Finance Corporation DECEASED AS OF 03/10/20 |
| Comment: | 04/19/05 - H-4271 SAC |
| 12/19/05 - H-4271 SAC RELEASED --PER NO DISCIPLINE IMPOSED | |
| NO OTHER PUBLIC COMMENTS | |
| Disciplinary or Formal Action Documents: | H04271SAC_P.pdf |
| >>>> Public information request complete <<<< |