STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

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License information taken from records of the Department of Real Estate on 6/3/2025 5:56:52 PM
License Type:
CORPORATION

Name:
Herzer Financial Services Inc

Mailing Address:
2714 V STREET
SACRAMENTO, CA 95818

License ID:
00417082

Expiration Date:
05/27/29

License Status:
LICENSED

MLO License Endorsement:

314253 (Click here to check the status of the MLO License Endorsement.)

Corporation License Issued:
05/08/72 (Unofficial -- taken from secondary records)

Former Name(s):
NO FORMER NAMES

Main Office:
2714 V STREET
SACRAMENTO, CA 95818

Licensed Officer(s):
DESIGNATED OFFICER
01792876 - Expiration Date: 05/27/29
Sbeih, Adham Ramsey

00870373 - Expiration Date: 05/27/25
Herzer, David Karl
OFFICER CANCELED AS OF 03/13/23

00137010 - Expiration Date: 08/27/92
Herzer, Frederick Ford
OFFICER LICENSE EXPIRED AS OF 08/28/92

DBA
Herzer Financial
ACTIVE AS OF 04/10/2018

Herzer Financial
ACTIVE FROM 09/15/2006 TO 02/16/2013

Herzer Financial by Socotra Capital
ACTIVE AS OF 01/28/2025

Herzer Financial Services
ACTIVE AS OF 02/18/2015

Herzer Financial Services
ACTIVE FROM 09/15/2006 TO 02/16/2013

Branches:
NO CURRENT BRANCHES

Broker Associates:
00797583 - Lercari, William Damien
                  License Expiration Date: 05/01/2029

01136417 - Malone, Roy Leighton IV
                  License Expiration Date: 07/05/2028

00991832 - McNulty, Joseph P
                  License Expiration Date: 06/28/2028

Salespersons:
01238958 - Gann, Nancy Ann
                  License Expiration Date: 05/15/2026

02252377 - Torres, Keith Peter III
                  License Expiration Date: 01/27/2029

Comment:
12/03/92 - H-6832 SF

03/06/97 - H- 6832 SF FOR OFFICER HERZER, DAVID

10/01/97 - SUSPENDED FOR 45 DAYS-STAYED FOR 1 YEAR

10/01/97 - H-6832 SF RELEASED

10/01/97 - OFFICER HERZER, DAVID SUSPENDED FOR 45 DAYS-STAYED FOR 1 YEAR

10/01/97 - OFFICER HERZER, FREDERICK SUSPENDED FOR 45 DAYS-30 DAYS STAYED

10/16/97 - H- 6832 SF RELEASED FOR OFFICER HERZER, FREDERICK

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<