STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.

License information taken from records of the Department of Real Estate on 11/25/2025 7:03:59 PM
License Type:
CORPORATION

Name:
Herzer Financial Services Inc

Mailing Address:
2714 V STREET
SACRAMENTO, CA 95818

License ID:
00417082

Expiration Date:
05/27/29

License Status:
LICENSED

MLO License Endorsement:

314253 (Click here to check the status of the MLO License Endorsement.)

Corporation License Issued:
05/08/72 (Unofficial -- taken from secondary records)

Former Name(s):
NO FORMER NAMES

Main Office:
2714 V STREET
SACRAMENTO, CA 95818

Licensed Officer(s):
DESIGNATED OFFICER
01792876 - Expiration Date: 05/27/29
Sbeih, Adham Ramsey

00870373 - Expiration Date: 05/27/25
Herzer, David Karl
OFFICER LICENSE EXPIRED AS OF 05/28/25

00137010 - Expiration Date: 08/27/92
Herzer, Frederick Ford
OFFICER LICENSE EXPIRED AS OF 08/28/92

DBA
Herzer Financial
ACTIVE AS OF 04/10/2018

Herzer Financial
ACTIVE FROM 09/15/2006 TO 02/16/2013

Herzer Financial by Socotra Capital
ACTIVE AS OF 01/28/2025

Herzer Financial Services
ACTIVE AS OF 02/18/2015

Herzer Financial Services
ACTIVE FROM 09/15/2006 TO 02/16/2013

Branches:
NO CURRENT BRANCHES

Broker Associates:
00797583 - Lercari, William Damien
                  License Expiration Date: 05/01/2029

01136417 - Malone, Roy Leighton IV
                  License Expiration Date: 07/05/2028

00991832 - McNulty, Joseph P
                  License Expiration Date: 06/28/2028

Salespersons:
01238958 - Gann, Nancy Ann
                  License Expiration Date: 05/15/2026

02252377 - Torres, Keith Peter III
                  License Expiration Date: 01/27/2029

Comment:
12/03/92 - H-6832 SF

03/06/97 - H- 6832 SF FOR OFFICER HERZER, DAVID

10/01/97 - SUSPENDED FOR 45 DAYS-STAYED FOR 1 YEAR

10/01/97 - H-6832 SF RELEASED

10/01/97 - OFFICER HERZER, DAVID SUSPENDED FOR 45 DAYS-STAYED FOR 1 YEAR

10/01/97 - OFFICER HERZER, FREDERICK SUSPENDED FOR 45 DAYS-30 DAYS STAYED

10/16/97 - H- 6832 SF RELEASED FOR OFFICER HERZER, FREDERICK

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<