| License Type: | CORPORATION |
| Name: | Fortuna Asset Management |
| Mailing Address: | 910 BROADWAY SUITE 110 SANTA MONICA, CA 90401 |
| License ID: | 01355783 |
| Expiration Date: | 10/27/30 |
| License Status: | LICENSED |
| Corporation License Issued: | 10/28/02 |
| Former Name(s): | NO FORMER NAMES |
| Main Office: | 910 BROADWAY SUITE 110 SANTA MONICA, CA 90401 |
| Licensed Officer(s): | DESIGNATED OFFICER 01176999 - Expiration Date: 10/27/30 Abolfathi, Farhad |
| DBA | Fortuna Management ACTIVE AS OF 10/28/2002 |
| Branches: | NO CURRENT BRANCHES |
| Broker Associates: | 02073370 - Abolfathi, Arvin License Expiration Date: 07/18/2029 |
| 02113382 - Sarraf, Shawhin Darius License Expiration Date: 06/03/2029 | |
| Salespersons: | 02216064 - Valdez Mora, Nicole Andreina License Expiration Date: 02/14/2028 |
| Comment: | NO DISCIPLINARY ACTION |
| NO OTHER PUBLIC COMMENTS | |
| >>>> Public information request complete <<<< |