STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE

In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
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License information taken from records of the Department of Real Estate on 9/30/2026 11:51:28 AM
License Type:
CORPORATION

Name:
Capital Financial Advisors, Inc.

Mailing Address:
23805 STUART RANCH RD #235
MALIBU, CA 90265

License ID:
01304049

Expiration Date:
02/14/29

License Status:
LICENSED

MLO License Endorsement:

132078 (Click here to check the status of the MLO License Endorsement.)

Corporation License Issued:
02/15/01

Former Name(s):
NO FORMER NAMES

Main Office:
23805 STUART RANCH RD #235
MALIBU, CA 90265

Licensed Officer(s):
DESIGNATED OFFICER
01238996 - Expiration Date: 02/14/29
Rains, Rosalie Irene

DBA
NO CURRENT DBAS

Branches:
NO CURRENT BRANCHES

Salespersons:
01125814 - Tharp, Walter Tac
                  License Expiration Date: 02/26/2029

Comment:
NO DISCIPLINARY ACTION

NO OTHER PUBLIC COMMENTS

>>>> Public information request complete <<<<